GBS Anti Money Laundering Policy

GBS Customer Identification Disclosure Notice 

GBS Privacy Policy

Letter of Intent Disclosure Statement

Mutual Fund Breakpoint Disclosure Statement

Margin Disclosure Statement 

GBS FTC FACT Act Red Flags Rule

GBS ADV Part 2B Brochure Supplement

GBS ADV Part 2A

GBS Statement of Business Continuity  

Day Trading Disclosure Statement

SEC Rule 605 & Rule 606 mandates that we offer our order routing arrangements with a venue breakdown. For more information on your order, with the venues of where your specific equity/option orders were routed please click on the appropriate link below.

For information please contact your broker.

J. P. Morgan Clearing Corp:

J.P. Morgan Execution

For SEC Rule 605 (Order Execution): Select JPMS in the drop down box, select "Zip" format, click on "Download" and select "open in Notepad".

For SEC Rule 606 (Order Routing): Select JP Morgan Securities in the drop down box, select the quarter your want, and click "Display".

Please contact your rep should you have any questions or require further assistance.

J.P. Morgan Safety of Assets

Wedbush Securities:

Best Execution

Order Routing 

Regulatory Information

In accordance with the final ruling by the Department of Treasury and the Securities and Exchange Commission to implement Section 326 of the USA Patriot Act, GBS Financial Corp. utilizes a Customer Identification Program to verify the identity of any person seeking to open an account, to the extent reasonable and practicable.